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Investment Advisory Overview

ProEquities’ fee-based and advisory service program is structured to be the most competitive, adaptable, and pioneering program in the industry, while at the same time providing you with the infrastructure you need to operate your fee-based management practice.

Whether you’re managing your clients’ assets directly or prefer to work with outside managers, we have the organization in place to help you retain and grow your assets under management. No matter if you’re a seasoned, fee-based advisor or looking to transition your business, we will provide you with the compliance, marketing, and operational support you and your clients deserve.

As the financial industry continues to shift from a commissions-based compensation system to fee-based, advisors and representatives affiliated with ProEquities will be preferably positioned to capitalize on this trend. Our diverse product offering includes an open architecture platform, over 20 third-party managers, a managed ETF platform, a state-of-the-art separately-managed account platform, and the ability to charge clients a fee for advice or an individual financial plan.

Training  for our fee-based platforms includes the Advisory Institute, the annual Investment Advisory conference, and much more.

Our Preferred Providers

AssetMark      curian   
First Trust         loring ward