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Our Promise

About Us 

ProEquities, Inc., is a service and growth-oriented Broker/Dealer founded in 1985 for independent registered representatives and financial advisors throughout the 50 states. ProEquities focuses on serving the financial advisor who wants to be independent from a “wire house” environment but seeks a true partnership with an organization that can assist an advisor with a myriad of support functionalities.

Our 1,075 financial advisors maintain contractual freedom without proprietary constraints or product quotas. Our integrity is one of our greatest assets. We practice an open-book philosophy with our advisors which means all processes are transparent.

Proactive, innovative, and relationship-centered, ProEquities knows each advisor is different. ProEquities promises to listen, think, and respond to each individual in a way that helps each advisor realize their goals and the dreams of the advisor’s clients. We like to think of ourselves as a young, nimble organization which just happens to have over a quarter of a century’s experience.