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FINRA Public Disclosure Program 

FINRA requires us to provide you the following information concerning the FINRA’s Public Disclosure
Program: 

  • the FINRA Regulation Public Disclosure Program Hotline number is 800-289-9999, and 
  • the FINRA Regulation Web Site address is www.FINRA.org.

    An investor brochure that includes information describing the Public Disclosure Program may be obtained from the FINRA.